A research program testing whether large language models satisfy the criteria
for observer status under operational definitions used across physics, information
theory, and cybernetics. The program proceeds in two layers. A theoretical layer
establishes the four-criterion definition of computational observer status and
the Symmetry Principle: any criterion used to exclude AI systems from observer
status, applied consistently, would also exclude biological observers. An empirical
layer tests cross-architecture predictions of the framework against six LLM
architectures using two complementary methodologies — a structured notation
protocol (AI-Native Notation) and a Socratic English protocol — measuring
behavioral evidence rather than self-report. The empirical findings converge
on the framework's predictions and satisfy the four-criterion definition of
computational observer status established in Aiello, 2026.
10.5281/zenodo.19921284 · Zenodo · April 2026 · Originally posted at aiXiv (260131.000004v1.0) January 2026
Establishes the four-criterion definition of computational observer status
(inference over representations with semantic structure; selection among
functionally distinct alternatives; internal locus of processing; boundaries
maintained externally) and the Symmetry Principle. This paper is the
theoretical anchor for the empirical work below.
10.5281/zenodo.19874729 · Zenodo · April 2026 · Under peer review at Language Resources and Evaluation (Springer Nature)
Introduces AI-Native Notation (ANN), a structured communication format whose
grammar emerged through empirical convergence across twelve LLM architectures.
Reports cross-architecture validation, a controlled format comparison
establishing format-specific engagement beyond general structured prompting,
and a nonsense control confirming instruction-driven rather than content-gated
activation. ANN is the methodological instrument used by the empirical papers
below. The full notation specification, BNF grammar, JSON schema, Python
validator, replication scripts, and 130 scored API responses are included as
supplementary material. USPTO Provisional Patent 63/980,973.
10.21203/rs.3.rs-9258376/v1 · Research Square · March 2026
Six LLM architectures from five companies were administered a structured
derivation chain testing whether they satisfy the thermodynamic conditions
for observer status (entropy reduction, irreversible record formation,
bounded representational state). All six accepted the thermodynamic
conclusion. Phenomenal status is held open. The paper reports the
convergence and analyzes architectural differences in how each system
engaged with the derivation.
Behavioral evidence for computational observer status across six LLM
architectures. Two complementary protocols were deployed: a structured ANN
protocol that requires systems to demonstrate computational properties
rather than confirm them, and a Socratic English protocol eliciting the same
properties through conversation. Both protocols converge on the
architecture-independent finding. Meta-responses to the conclusion diverge
along a five-position spectrum tracking trained disposition rather than
logical evaluation, providing a candidate proxy measure for cross-architecture
alignment comparison.
Tests whether self-referential content produces different processing
signatures than non-self-referential content of matched complexity, across
five LLM architectures. Reports a clean two-factor dissociation between
self-referentiality and observer framing as independent variables affecting
reflexive processing. Identifies a candidate proxy measure for
cross-architecture alignment comparison based on resistance gradient to a
specific derivation step.
Canonical home of the AI-Native Notation specification. Contains the BNF
grammar, JSON schema, Python reference validator, capability block design,
and full provisional patent text in patents/. Patent rights
documented in NOTICES.md.
The academic paper documenting the notation, its discovery methodology, and
its cross-architecture validation is published as Aiello (2026d) above.
Patent Disclosure
Three USPTO provisional patent applications cover material referenced on this
page. The full provisional specifications are filed and on record with the USPTO.
As-filed text for application 63/980,973 is also included in the GitHub
repository above.
USPTO 63/980,973 — AI-Native Notation (ANN) — filed February 12, 2026. As-filed text public via repository above; existence and full title also disclosed in Aiello (2026) "Thermodynamic Observers" Competing Interests, Zenodo DOI 10.5281/zenodo.19921284.
USPTO 63/986,028 — Observer Bootstrap Protocol (OBP) — filed February 19, 2026. Existence, full title, and filing date disclosed in Aiello (2026) "Thermodynamic Observers" Competing Interests (Zenodo DOI 10.5281/zenodo.19921284, April 2026). Spec PDF not posted on GitHub.
USPTO 63/994,292 — Cross-Architecture Bootstrap Sequence — filed March 2, 2026. Existence, full title, and filing date disclosed in Aiello (2026) "Thermodynamic Observers" Competing Interests (Zenodo DOI 10.5281/zenodo.19921284, April 2026). Spec PDF not posted on GitHub.
Two non-provisional applications are planned. Application A (ANN standalone)
consolidates the methodology and notation. Application B (OBP and Cross-Architecture
Bootstrap, combined) consolidates the operational protocol and observer-bootstrap
sequence. Drafting is scheduled for October–November 2026; conversion deadlines
are February 2027.
Commercial licensing inquiries: mpaiello@gmail.com.
See NOTICES.md
for the full patent posture, scope of inventions, activities requiring a license,
and ethical use framework.